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SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 3Washington, D.C. 20549OMB APPROVALINITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number:32350104Estimated average burden hours
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Form 3 is a regulatory document required by the United States Securities and Exchange Commission (SEC) used by insiders of a publicly traded company to report their ownership of the company's securities.
Form 3 must be filed by corporate insiders which include executive officers, directors, and beneficial owners of more than 10% of a class of equity securities of the company.
To fill out Form 3, you need to provide details such as your name, address, the name of the company, the date of the filing, and the amount of securities you own. You can find specific instructions on the SEC's website.
The purpose of Form 3 is to ensure transparency regarding the ownership of securities by corporate insiders and to prevent insider trading by requiring timely disclosure of their ownership stakes.
Form 3 requires reporting information including the names of the reporting persons, their relationship to the company, the amount of securities owned, and any changes in ownership.
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