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CODE OF CONDUCT TO REGULATE, MONITOR AND REPORT
TRADING BY DESIGNATED PERSONS
as revised and adopted by the Board of Directors on 30.05.2019INTRODUCTION
Insider trading means dealing in securities
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How to fill out trading by designated persons
01
Begin by gathering all the necessary information and documents required for trading by designated persons, such as identification documents, trading account details, and authorization letters.
02
Ensure that you have a clear understanding of the regulations and guidelines set forth by the governing authorities regarding trading activities by designated persons.
03
Open a trading account with a authorized financial institution or brokerage firm that allows trading by designated persons.
04
Complete the required application forms and provide all the necessary information accurately and truthfully.
05
Submit the application along with all the supporting documents to the authorized financial institution or brokerage firm.
06
Wait for the approval and verification process to be completed. This may involve background checks and assessment of your eligibility to engage in trading activities.
07
Once your application is approved, you will receive confirmation and instructions on how to access and operate your designated trading account.
08
Familiarize yourself with the trading platform and tools provided by the authorized financial institution or brokerage firm.
09
Start trading by designated persons by following the established rules and regulations, and ensure compliance with any ongoing reporting or disclosure requirements.
10
Regularly monitor and review your trading activities, and maintain accurate records of all transactions made.
11
Seek professional advice or guidance if you encounter any difficulties or have any questions regarding trading by designated persons.
Who needs trading by designated persons?
01
Trading by designated persons is primarily required by individuals or entities who have been specifically authorized or designated by governing authorities to engage in trading activities.
02
This may include professionals such as authorized dealers, brokers, or financial institutions who are granted special privileges or exemptions to carry out trading on behalf of clients or for specific purposes.
03
Additionally, certain regulated industries or sectors may require designated persons to engage in trading activities to ensure compliance with relevant laws, regulations, or industry-specific requirements.
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What is trading by designated persons?
Trading by designated persons refers to the buying or selling of securities by individuals who are in a position to influence the company's decisions due to their role or relationship with the company, typically insiders or significant shareholders.
Who is required to file trading by designated persons?
Designated persons such as company directors, management personnel, and others who have access to material information about the company are required to file trading by designated persons.
How to fill out trading by designated persons?
To fill out trading by designated persons, individuals must provide details about the transaction including the date of the trade, type of security, number of shares traded, price per share, and their relationship to the company.
What is the purpose of trading by designated persons?
The purpose of trading by designated persons is to ensure transparency and prevent insider trading by monitoring the trading activities of individuals who have access to non-public information.
What information must be reported on trading by designated persons?
Information that must be reported includes the name of the designated person, details of the trade (date, type of security, number of shares, price), and the nature of the transaction.
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