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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: UOB GLOBAL CAPITAL LLC CRD Number: 160659Annual Amendment All Sections
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What is crd number 160659?
CRD number 160659 refers to a specific Central Registration Depository (CRD) number used to identify registered financial professionals in the United States.
Who is required to file crd number 160659?
Financial professionals and firms that are registered with the Financial Industry Regulatory Authority (FINRA) are required to file forms related to CRD number 160659.
How to fill out crd number 160659?
To fill out CRD number 160659, individuals must complete the necessary registration forms through the FINRA's registration system, providing accurate personal and professional information.
What is the purpose of crd number 160659?
The purpose of CRD number 160659 is to maintain a record of registered financial professionals, ensuring they adhere to industry regulations and standards.
What information must be reported on crd number 160659?
Individuals must report personal details such as employment history, disclosures of any legal or disciplinary actions, and other relevant professional information.
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