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SEC Form 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 3Washington, D.C. 20549OMB APPROVALINITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES OMB Number:32350104Estimated average burden
hours
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What is form 3 sec form?
Form 3 is a filing required by the U.S. Securities and Exchange Commission (SEC) that is used to report the initial beneficial ownership of securities by insiders, such as officers, directors, and significant shareholders of a publicly traded company.
Who is required to file form 3 sec form?
Individuals who are considered insiders of a publicly traded company, such as executive officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file Form 3.
How to fill out form 3 sec form?
To fill out Form 3, insiders must provide information including their name, address, the name of the company, the date of the filing, and details regarding their ownership of securities, including the number of shares and the class of securities.
What is the purpose of form 3 sec form?
The purpose of Form 3 is to provide transparency to the investing public regarding the ownership interests of corporate insiders and to facilitate monitoring of their trading activities.
What information must be reported on form 3 sec form?
Form 3 must report the insider's name, relationship to the company, the date of the filing, the type of securities owned, the number of shares owned, and any other relevant ownership details.
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