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KOONTZ INVESTMENT GROUP PARTNERS, LLC Disclosure Brochure (Form ADV Part 2A) March 15, 2020115 S. Basally Street 27th Floor Chicago, IL 60603 (312) 3347300This disclosure brochure (Brochure) provides

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How to fill out kovitz form adv part

01

Fill out the Kovitz Form ADV Part by following these steps:

02

Start by providing basic information about your firm, including its name, address, and contact details.

03

Next, describe the types of clients your firm serves, such as individuals, high net worth individuals, or institutions.

04

Provide details about your firm's ownership structure, including any affiliates or subsidiaries.

05

Disclose any disciplinary history or legal proceedings involving your firm or its employees.

06

Outline your firm's investment strategies and explain how you develop investment recommendations for your clients.

07

Detail any potential conflicts of interest your firm may have and explain how you address them.

08

Provide information about your firm's fees and compensation structure, including any performance-based fees.

09

Disclose any affiliations or relationships your firm may have with other financial institutions.

10

Describe your firm's risk management practices and how you monitor and mitigate risk.

11

Finally, review the completed form for accuracy and completeness before submitting it.

Who needs kovitz form adv part?

01

Kovitz Form ADV Part is required for registered investment advisers (RIAs) in the United States.

02

Any RIA who manages assets exceeding $100 million is required to file the Form ADV with the Securities and Exchange Commission (SEC).

03

However, RIAs with assets under $100 million are generally required to file the Form ADV with their state securities regulator.

04

This form provides crucial information about the RIA's business practices, investment strategies, fees, disciplinary history, and potential conflicts of interest.

05

It helps clients and regulators make informed decisions about whether to engage the services of the RIA.

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What is kovitz form adv part?

Kovitz Form ADV Part is a regulatory document used by investment advisers to provide information about their business practices, fees, and conflicts of interest to clients and prospective clients.

Who is required to file kovitz form adv part?

Investment advisers who are registered with the SEC or state regulators are required to file Form ADV Part, including both Part 1 and Part 2.

How to fill out kovitz form adv part?

To fill out Kovitz Form ADV Part, advisers must provide detailed information about their firm, including ownership structure, types of services offered, fee schedules, and disclosures about any conflicts of interest.

What is the purpose of kovitz form adv part?

The purpose of Kovitz Form ADV Part is to ensure that clients are informed about the investment advisory services being offered and to promote transparency in the advisory industry.

What information must be reported on kovitz form adv part?

Reportable information on Kovitz Form ADV Part includes firm identification details, business practices, fees, disciplinary history, and conflicts of interest.

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