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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: DEGREE FINANCIAL GROUP, LLC CRD Number: 131091OtherThanAnnual Amendment
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What is crd number 131091?
CRD number 131091 is a specific identification number assigned to a registered investment advisor or broker-dealer, used in the regulatory environment to track filings and compliance.
Who is required to file crd number 131091?
Investment advisors and broker-dealers registered with the Financial Industry Regulatory Authority (FINRA) or the Securities and Exchange Commission (SEC) are required to file information related to CRD number 131091.
How to fill out crd number 131091?
To fill out CRD number 131091, parties must provide specific identifying information, details on business operations, financial disclosures, and compliance information as required by the regulatory body.
What is the purpose of crd number 131091?
The purpose of CRD number 131091 is to serve as a unique identifier for regulatory filings, ensuring that information is accurately tracked and associated with the appropriate registered entity.
What information must be reported on crd number 131091?
Information such as firm registration details, operational history, financial condition, disciplinary actions, and compliance records must be reported on CRD number 131091.
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