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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPCheck this box if no longer subject to Section 16. Form 4 or Form 5

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How to fill out form 4 sec form

01

To fill out the Form 4 SEC form, follow these steps:

02

Begin by downloading the Form 4 SEC form from the SEC's official website.

03

Familiarize yourself with the instructions provided on the form. Ensure that you understand the requirements and the information you need to provide.

04

Fill in the personal information section. This includes your name, address, phone number, and email address.

05

Indicate your relationship with the company or issuer whose securities you are reporting. Provide details of your position, title, and any relevant affiliations.

06

Specify the date of the transaction for which you are filing the form. This includes the date of acquisition or disposal of securities.

07

Describe the nature of the transaction and the type of securities involved. Provide details of the class of securities, the quantity bought or sold, and the price per unit.

08

Record any non-derivative securities directly or indirectly held after the transaction. Include information such as the title of the security, the amount owned, and the nature of ownership.

09

Sign and date the form to certify the accuracy and completeness of the information provided.

10

Submit the completed form to the SEC as instructed. Make sure to retain a copy for your records.

Who needs form 4 sec form?

01

The Form 4 SEC form is required by individuals who are considered insiders of a company and have acquired or disposed of securities of the company. This includes directors, officers, and beneficial owners of more than 10% of a registered class of the company's equity securities. The form helps ensure transparency and compliance with securities laws and regulations.

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What is form 4 sec form?

Form 4 is a filing required by the SEC (Securities and Exchange Commission) used by insiders of a company to report their transactions in the company's securities.

Who is required to file form 4 sec form?

Officers, directors, and beneficial owners of more than 10% of a registered class of the company's equity securities are required to file Form 4.

How to fill out form 4 sec form?

To fill out Form 4, insiders must provide details of the transaction, including date, number of shares bought or sold, price, and nature of ownership (direct or indirect). It must be filed electronically with the SEC.

What is the purpose of form 4 sec form?

The purpose of Form 4 is to inform the public and the SEC of changes in ownership of a company's securities by its insiders, providing transparency in trading activities.

What information must be reported on form 4 sec form?

Form 4 must report the date of the transaction, the number of shares involved, the price per share, and the nature of the transaction (purchase or sale). It should also indicate the insider's relationship to the company.

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