Get the free Form SC 13G/A - CardioGenics

Form SC 13G/A Cardiogenic Holdings Inc. CNH Filed: February 09, 2010 (period:) An amendment to the SC 13G filing Table of Contents SC 13G/A Page 1 OMB APPROVAL OMB Number: 3235-0145 Expires: February

How to fill out form sc 13ga

How to fill out form SC 13G/A:

1. Start by downloading form SC 13G/A from the Securities and Exchange Commission (SEC) website. Make sure you have the most recent version of the form.
2. Fill in the general information at the top of the form, including the name of the issuer and the title of the class of securities being reported on. Provide the Central Index Key (CIK) number and the name and address of the filing person.
3. Indicate whether the filing person is eligible to use the form by checking the appropriate box. If you are unsure about your eligibility, consult with legal counsel or review the instructions provided by the SEC.
4. Complete Part I: Reporting Persons. This section requires you to disclose information about the filing person(s) and any related entities. Provide their names, addresses, and any other required details.
5. Proceed to Part II: Rule 13d-1(d) Exemption. If applicable, indicate whether any reporting person is claiming exemption from the reporting requirements based on Rule 13d-1(d) of the Securities Exchange Act of 1934.
6. In Part III: Title of the Class of Securities, enter the name and class of securities to which the statement refers. Include the trading symbol and CUSIP number if available.
7. Fill out Part IV: Ownership. Provide the necessary information regarding the ownership of securities being reported on. This includes the number of shares, the percentage of voting power, and the classification of the ownership (direct or indirect).
8. Complete Part V: Securities Being Reported on the Schedule. Specify the reasons for the filing, such as acquisition or disposition of securities, change in the number of shares, or change in the ownership percentage.
9. Provide any additional information required in Part VI: Additional Explanations. This section allows you to disclose any other relevant information that may be necessary for understanding the filing.
10. Sign and date the form. The form requires a signature and date for each reporting person. Make sure to include the capacity in which you are signing (e.g., director, officer, or general partner).

Who needs form SC 13G/A:

1. Institutional investors: Form SC 13G/A is typically required for institutional investors that acquire beneficial ownership of more than 5% of a class of publicly-traded securities. This includes entities such as hedge funds, mutual funds, and pension funds.
2. Shareholders with significant holdings: Individuals or entities that accumulate a substantial amount of shares in a particular company may need to file form SC 13G/A to report their ownership to the SEC and the public.
3. Investors involved in strategic transactions: If an investor is participating in a merger, acquisition, tender offer, or other similar transactions that may affect their ownership, they may need to file form SC 13G/A to comply with reporting requirements.

Note: It is important to consult with legal and financial advisors to determine if filing form SC 13G/A is necessary based on your specific circumstances and obligations under securities laws.

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What is form sc 13ga?

Form SC 13G is a filing with the SEC that must be submitted by a person or group of persons who have acquired beneficial ownership of 5% or more of a company's stock.

Who is required to file form sc 13ga?

Any person or group of persons who reaches the 5% ownership threshold in a company must file Form SC 13G.

How to fill out form sc 13ga?

Form SC 13G must be filled out electronically through the SEC's EDGAR system and requires information about the filer's identity, relationship to the company, and details of the securities owned.

What is the purpose of form sc 13ga?

The purpose of Form SC 13G is to notify the SEC and the public about significant ownership stakes in a company, as it may indicate changes in control or influence.

What information must be reported on form sc 13ga?

Form SC 13G requires information such as the filer's name and contact information, the type and amount of securities owned, and the purpose of the investment.