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401(k) PLAN FEE DISCLOSURE FORM For Services Provided by AXA Total Plan Expenses Role(s) performed by service provider Custodian/Trustee Investment Professional Record Keeper Other (Describe):ThirdParty

How to fill out plan fee disclosure form

How to fill out plan fee disclosure form

1. To fill out a plan fee disclosure form, follow these steps:
2. Start by entering the name of the plan for which the fee disclosure is being filled out.
3. Provide the effective date of the fee disclosure form.
4. Fill out the plan sponsor information, including the name, address, and contact details.
5. Enter the plan administrator's information, if different from the plan sponsor.
6. Specify the plan year for which the fee disclosure applies.
7. Indicate the types of services the plan will receive, such as investment advisory, recordkeeping, or administrative services.
8. For each service provider, provide their name, address, and the type of services they will provide.
9. Include the total direct compensation or fees that the plan will pay to each service provider.
10. If the service provider receives indirect compensation, explain how it will be paid and include the estimated amount.
11. Disclose any arrangement that might affect the provider's selection or retention, such as revenue sharing agreements.
12. Provide a description of any compensation that will be received by the plan fiduciaries.
13. Indicate whether fiduciaries are permitted to select additional investments without incurring brokerage or transaction fees.
14. Include any other relevant information required by the plan fee disclosure form.
15. Review the completed form for accuracy and completeness. Make any necessary corrections.
16. Sign and date the form, indicating your role and authority in completing the disclosure.
17. Keep a copy of the filled-out form for future reference and provide copies to appropriate parties as required.

Who needs plan fee disclosure form?

1. Plan fee disclosure forms are required for various retirement plans, such as employer-sponsored 401(k) plans, pension plans, and certain types of Individual Retirement Accounts (IRAs).
2. Employers who offer retirement plans to their employees and plan administrators are typically responsible for generating and providing the plan fee disclosure form.
3. Employees or participants in these retirement plans may also need access to the plan fee disclosure form to understand the fees associated with their accounts and investment options.

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What is plan fee disclosure form?

The plan fee disclosure form is a document that provides details about the fees and expenses associated with a retirement plan, helping participants understand the costs involved with their investment options.

Who is required to file plan fee disclosure form?

Employers sponsoring retirement plans such as 401(k) plans are required to file the plan fee disclosure form.

How to fill out plan fee disclosure form?

To fill out the plan fee disclosure form, gather the necessary financial information related to plan fees, complete the required sections accurately, and ensure that all disclosures are made according to federal regulations.

What is the purpose of plan fee disclosure form?

The purpose of the plan fee disclosure form is to promote transparency in retirement plans by informing participants about the fees they may incur, thereby assisting them in making informed investment decisions.

What information must be reported on plan fee disclosure form?

The form must report information such as the types of fees charged, the amount of fees, the services provided, and any potential conflicts of interest.