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EquityCompass Investment Management, LLC) EquityCompassrCLIENT RELATIONSHIP SUMMARY FORM CRS 1 June 30, 2020, Whether you are already a valued client or are just getting to know us, it is important
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To fill out the client relationship summary form, follow these steps:
02
Begin by providing your name, address, and contact information.
03
Specify if you are an individual or an organization.
04
Indicate the types of services you offer to clients.
05
Provide information about the fees and costs associated with your services.
06
Describe any conflicts of interest that may exist.
07
Detail whether you or your firm has any legal or disciplinary history.
08
Provide contact information for any additional questions or inquiries.
09
Review the completed form for accuracy and completeness.
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Sign and date the form to acknowledge its accuracy.
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Keep a copy of the filled out form for your records.

Who needs client relationship summary form?

01
The client relationship summary form is required for financial professionals who are registered with the Securities and Exchange Commission (SEC) or state securities regulators. This includes investment advisers, broker-dealers, and dual registrants. The form is used to disclose important information about their services, fees, conflicts of interest, and disciplinary history to clients.
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The client relationship summary form is a document that provides clients with a brief overview of the services offered by a financial advisor or firm, including the nature of the relationship, fees, services, and any conflicts of interest.
Registered investment advisors and broker-dealers are required to file the client relationship summary form, particularly those who provide services to retail investors.
To fill out the client relationship summary form, firms must gather relevant information about their services, fees, and potential conflicts of interest. They then complete the form by presenting this information clearly and concisely, often following a standardized format.
The purpose of the client relationship summary form is to improve transparency and help clients understand the key aspects of their relationship with a financial advisor or firm, enabling them to make informed decisions.
The client relationship summary form must report information including the types of services offered, fees and costs associated with those services, conflicts of interest, disciplinary history, and other important details that affect the client's relationship with the advisor or firm.
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