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Draft 070920 (sans enjoined provisions) FORMATTING DELAYED UNTIL FINAL APPROVALAgency # 007.05ARKANSAS
STATE BOARD OF HEALTHFUL AND REGULATIONS FOR
ABORTION FACILITIES IN ARKANSASPromulgated under
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What is mark up rule?
The mark up rule refers to a regulation that requires dealers to disclose the markup or profit margin they add to the prices of securities when selling to customers.
Who is required to file mark up rule?
Dealers and brokers who sell securities to customers are required to file the mark up rule.
How to fill out mark up rule?
To fill out the mark up rule, dealers must provide information on the security's initial price, the markup amount or percentage, and any other required disclosures as per regulatory guidelines.
What is the purpose of mark up rule?
The purpose of the mark up rule is to ensure transparency in securities transactions by requiring dealers to disclose their markups to customers, thereby promoting fair trading practices.
What information must be reported on mark up rule?
The information that must be reported includes the security details, the initial price, the markup amount or percentage, and any other pertinent transaction details.
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