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PROPOSED SALE OF SECURITIES UNDER RULE 144 Sellers QUESTIONNAIRE Seller's Name Business Address Tel: Residence Address Tel: Social Security No. IRS Identification No. (if any) Securities to be sold
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What is 144 questionnaire?
The 144 questionnaire is a form required by the Securities and Exchange Commission (SEC) for reporting information on the acquisition of securities.
Who is required to file 144 questionnaire?
Any person who acquires securities in a private placement and wishes to sell them in the public market is required to file a 144 questionnaire.
How to fill out 144 questionnaire?
The 144 questionnaire can be filled out electronically through the SEC's EDGAR system. It requires information on the securities acquired, the relationship to the issuer, and the intended method of sale.
What is the purpose of 144 questionnaire?
The purpose of the 144 questionnaire is to provide transparency and disclosure about the acquisition and sale of securities in the public market.
What information must be reported on 144 questionnaire?
Information such as the type of securities acquired, the relationship to the issuer, the method of acquisition, and the intended method of sale must be reported on the 144 questionnaire.
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