Get the free RULE 144 SELLER'S REPRESENTATION LETTER (SHORT FORM) Account Number I propose to sel...

RULE 144 Sellers REPRESENTATION LETTER (SHORT FORM) Account Number I propose to sell shares of Common Stock (the STO k”) of (“the Company”), through Person Financial Services, Inc. (Clearing

How to fill out rule 144 sellers representation

How to fill out rule 144 sellers representation:

1. Begin by obtaining the necessary form for rule 144 sellers representation. This form can typically be found on the Securities and Exchange Commission (SEC) website or through a trusted legal resource.
2. Carefully read through the instructions provided on the form. Familiarize yourself with the required information and any specific guidelines or disclosures that need to be included.
3. Begin filling out the form by providing your personal information as the seller. This may include your name, address, contact details, and any other relevant information requested.
4. Next, accurately disclose details about the securities being sold. This may include information about the issuing company, the type and number of securities being sold, and any additional relevant information about the securities.
5. Provide any necessary supporting documentation or attachments to the form. This may include copies of contracts, agreements, or any other relevant documents that support the transaction.
6. Review the completed form and ensure that all information provided is accurate and complete. Make any necessary revisions or corrections before finalizing the form.
7. Sign and date the form in the designated areas. If required, have the form notarized or witnessed by a qualified individual.
8. Make copies of the completed form for your records and submit the original to the appropriate entity. This may involve submitting the form to the SEC or a designated regulatory authority, as specified in the instructions provided.
9. Retain copies of any confirmation or receipt provided by the entity to which the form was submitted. This serves as proof that the form was successfully filed.

Who needs rule 144 sellers representation?

1. Individuals or entities who are selling restricted securities may need to provide rule 144 sellers representation. Restricted securities are typically those acquired through private placement offerings or other exemptions from SEC registration requirements.
2. Sellers who wish to engage in public resales of restricted securities must comply with the provisions of rule 144 of the Securities Act of 1933. Rule 144 outlines the conditions and requirements for selling these securities in the public market.
3. Rule 144 sellers representation serves as a certification by the seller that they meet the conditions outlined in rule 144. It provides assurance to potential buyers and regulatory authorities that the sale of restricted securities complies with the necessary regulations and requirements.

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What is rule 144 sellers representation?

Rule 144 sellers representation is a form that must be filed with the Securities and Exchange Commission (SEC) by certain persons selling restricted or control securities.

Who is required to file rule 144 sellers representation?

Persons selling restricted or control securities are required to file rule 144 sellers representation.

How to fill out rule 144 sellers representation?

Rule 144 sellers representation can be filled out electronically through the SEC's EDGAR system or by submitting a paper form.

What is the purpose of rule 144 sellers representation?

The purpose of rule 144 sellers representation is to provide information to the SEC and investors about the sale of restricted or control securities.

What information must be reported on rule 144 sellers representation?

The information reported on rule 144 sellers representation includes details about the seller, the securities being sold, and any exemptions being claimed under Rule 144.