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OMB APPROVAL IB Number: 32350123 fires: May 31, 2017, ti mated average burden URS per response ... 12.0017008973MAR 012017 15 REGISTRATIONS BRANCH AUDITED REPORT FORM X17A5 V PART III '14SEC FILE

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What is ib number 3235-0123?

IB number 3235-0123 is a form used by the Securities and Exchange Commission (SEC) for certain regulatory filings, specifically related to investment advisers.

Who is required to file ib number 3235-0123?

Investment advisers who manage a certain amount of assets or provide advice to clients are required to file IB number 3235-0123.

How to fill out ib number 3235-0123?

To fill out IB number 3235-0123, refer to the specific instructions provided by the SEC, including guidance on disclosure of services, assets under management, and affiliated parties.

What is the purpose of ib number 3235-0123?

The purpose of IB number 3235-0123 is to provide the SEC with essential information regarding investment advisers, ensuring compliance with federal regulations.

What information must be reported on ib number 3235-0123?

Information that must be reported includes details about the adviser, types of services offered, a list of clients, assets under management, and any disciplinary history.

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