Get the free Form N-PX - Putnam Investments

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Act File Number : 811-5693 Name of

How to fill out form n-px - putnam

How to Fill Out Form N-PX - Putnam:

1. Start by downloading Form N-PX from the official website of the Securities and Exchange Commission (SEC). This form is specifically used by registered management investment companies to report their proxy voting record to the SEC.
2. Begin filling out the form by providing basic information about the registered investment company. This includes the name of the company, its SEC file number, and the fiscal year-end date.
3. Proceed to Section 1 of the form, which requires disclosure regarding the investment adviser and its affiliate(s). Provide information about the name, address, and contact details of the investment adviser. If there are any affiliates, disclose their details as well.
4. In Section 2, provide details about the directors/trustees of the registered investment company. This includes their names, positions, and other relevant information.
5. Next, move on to Section 3 of the form, which focuses on the proxy voting record. This section requires you to disclose information about each matter that was subject to a shareholder vote during the fiscal year. Provide the name of each issuer, the meeting date, the proposal number, and how the vote was cast (for, against, or abstain).
6. In Section 4, you need to disclose any potential conflicts of interest related to proxy voting. If there were any, describe the general nature of the conflict and the steps taken to address it.
7. Finally, review the completed form thoroughly to ensure accuracy and compliance with SEC requirements. Sign and date the form before submitting it to the SEC within the specified deadline.

Who Needs Form N-PX - Putnam:

1. Registered Management Investment Companies: Form N-PX is specifically required for registered management investment companies that are subject to the reporting obligations of Section 30 of the Investment Company Act of 1940. These companies must disclose their proxy voting record to the SEC using this form.
2. SEC: The Securities and Exchange Commission requires registered investment companies to file Form N-PX annually. This allows the SEC to monitor the proxy voting activities of these companies and ensure transparency and accountability.
3. Shareholders and Potential Investors: Form N-PX provides valuable information about a registered investment company's proxy voting record. Shareholders and potential investors may review this form to understand how the company votes on important issues and whether their interests align with the company's voting practices.

For pdfFiller’s FAQs

What is form n-px - putnam?

Form N-PX is a form that registered management investment companies must file with the Securities and Exchange Commission (SEC) to report how they voted their proxies.

Who is required to file form n-px - putnam?

Registered management investment companies are required to file form N-PX with the SEC.

How to fill out form n-px - putnam?

Form N-PX must be filled out online through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

What is the purpose of form n-px - putnam?

The purpose of form N-PX is to provide transparency regarding how registered management investment companies voted their proxies.

What information must be reported on form n-px - putnam?

Form N-PX requires reporting on how votes were cast on various proposals, disclosure of proxy voting policies and procedures, and any conflicts of interest.

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