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OMB APPROVAL OMB Number: 32350045 Estimated average burden hours per response............38Required fields are shown with yellow backgrounds and asterisks. SECURITIES AND EXCHANGE COMMISSION File
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Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Self-regulatory organizations (SROs), such as exchanges, are required to file Form 19b-4 when they seek to change their rules or make proposals.
To fill out Form 19b-4, SROs must provide details about the proposed rule changes, including the text of the rules, supporting rationale, and compliance with relevant regulations.
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight of changes to rules by SROs, facilitating the SEC's review process.
Form 19b-4 requires information such as the proposed rule change text, a description of the change, the reasons for the change, and an analysis of its impact on the market.
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