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Series 860 April 1, 2020, U.S. CUSTOMS AND BORDER PROTECTION Customs Broker License Examination DIRECTIONS READ CAREFULLY This examination consists of 80 questions. The minimum passing score is 75%.

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October 2020 AM broker is needed by individuals or entities engaged in brokerage activities during the month of October 2020. This includes brokers, brokerage firms, financial institutions, and other relevant parties who have to report their financial transactions and investments during this period.

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What is october am broker exam?

The October AM Broker Exam is a regulatory assessment that evaluates the knowledge and compliance of am brokers regarding industry standards and practices.

Who is required to file october am broker exam?

All licensed am brokers are required to file the October AM Broker Exam to maintain their compliance with regulatory requirements.

How to fill out october am broker exam?

To fill out the October AM Broker Exam, brokers must complete the designated application forms, provide necessary documentation, and submit their responses according to the specified guidelines.

What is the purpose of october am broker exam?

The purpose of the October AM Broker Exam is to ensure that am brokers possess the necessary knowledge and skills to operate effectively within the financial industry and adhere to legal standards.

What information must be reported on october am broker exam?

Brokers must report their operational details, compliance with regulations, financial performance, and any relevant interactions with clients during the filing of the October AM Broker Exam.

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