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Investment Adviser Brochure (Form ADV Part 2)A. Form ADV Part 2A Firm Brochure Item 1. Cover Page Gaia Capital Management, Inc. Registered Investment Adviser 2122 Neville Ave. PO Box 823 Forest Grove,
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01
To fill out Form ADV Part, follow these steps:
02
Start by providing basic information about your firm, such as its name, address, and contact details.
03
Describe the ownership structure of your firm, including any parent companies or subsidiaries.
04
Detail the types of advisory services your firm provides and the assets under management (AUM) for each service.
05
Explain any material conflicts of interest your firm may have, such as compensation arrangements or affiliations with other companies.
06
Provide information about your firm's employees, including their roles and responsibilities.
07
Disclose any disciplinary events, regulatory actions, or legal proceedings involving your firm or its employees.
08
Outline your firm's fee schedule and describe how fees are calculated.
09
Describe your firm's investment strategies and any potential risks associated with those strategies.
10
Attach any relevant brochures, contracts, or other supporting documents as required.
11
Review the completed form for accuracy and submit it to the appropriate regulatory authority.

Who needs a form adv part?

01
Form ADV Part is required by investment advisers who are registered with the Securities and Exchange Commission (SEC) or state securities authorities.
02
It is a disclosure document that provides information about the adviser's business practices, investment strategies, and potential conflicts of interest.
03
Having a Form ADV Part helps investors make informed decisions about whether to engage the services of an investment adviser.
04
It also allows regulatory authorities to monitor and regulate the activities of investment advisers to protect investors.
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Form ADV Part is a regulatory filing required by the SEC that provides information about the business, ownership, and investment strategies of investment advisers.
Investment advisers who are registered with the SEC or state regulators are required to file Form ADV Part.
To fill out Form ADV Part, advisers must provide detailed information about their business, personnel, services offered, and any disciplinary history. This includes completing both Part 1 and Part 2 of the form.
The purpose of Form ADV Part is to provide transparency to clients and regulators about the investment adviser's operations, practices, and financial condition.
Form ADV Part requires advisers to report their business structure, fees, types of clients, disciplinary history, investment strategies, and financial information.
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