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Ducklings Click here to rapidly navigate through this documentSECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 10K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
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The Securities and Exchange Commission (SEC) is a U.S. government agency responsible for regulating the securities industry, enforcing securities laws, and protecting investors.
Publicly traded companies, registered investment companies, and certain other entities must file disclosures with the SEC, which includes companies that have more than 500 shareholders and $10 million in assets.
Filing with the SEC typically involves submitting required forms electronically through the EDGAR (Electronic Data Gathering, Analysis, and Retrieval) system, ensuring all necessary disclosures are completed accurately.
The purpose of the SEC is to protect investors by maintaining fair, orderly, and efficient markets, ensuring transparency in financial reporting, and preventing fraud in the securities industry.
Companies must report financial statements, management discussions, disclosures about executive compensation, risk factors, and any material events or changes that might affect the company.
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