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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: BROOK CAPITAL LL PCRD Number: 170300Annual Amendment All Sections Rev.
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Instructions for ADV refer to the guidelines that govern the filing of Form ADV, which is required for investment advisers to register with the SEC or state authorities.
Investment advisers who manage assets or provide advice for a fee must file instructions for ADV.
To fill out instructions for ADV, advisers should follow the form's guidelines, provide accurate information about their business operations, services, and any disciplinary history.
The purpose of instructions for ADV is to ensure that investment advisers disclose necessary information to regulators and clients, promoting transparency and compliance.
Information that must be reported includes the adviser's business structure, personnel, financial condition, services offered, and any legal or disciplinary events.
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