Get the free ADV PART 3: Form CRS June 2020
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ADV PART 3: Form CRS
June 2020
INTRODUCTION (ITEM 1)
Equity Investment Corporation (EIC, the Firm, we, us, or our) is an SEC registered independent
investment advisor incorporated in the State of
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How to fill out adv part 3 form
How to fill out adv part 3 form
01
To fill out the ADV Part 3 form, follow these steps:
02
Start by providing your firm's name, address, and contact information at the top of the form.
03
Indicate the nature of your firm's business and specify the types of clients you serve.
04
Describe your firm's ownership structure and provide information about any related parties.
05
Disclose any disciplinary history or legal proceedings involving your firm or its employees.
06
Provide details about the investment advisory services you offer and any fees charged.
07
Discuss any conflicts of interest your firm may have and how you manage them.
08
Outline your firm's educational and professional background, including key personnel.
09
Disclose any affiliations or business relationships that may affect your services.
10
Submit additional information or documentation as required by the SEC or state authorities.
11
Review the completed form for accuracy and make necessary corrections before submission.
Who needs adv part 3 form?
01
The ADV Part 3 form is required by investment advisers who are registered with the Securities and Exchange Commission (SEC) or state securities authorities. It is used to provide essential information to clients and regulators about the firm's services, fees, conflicts of interest, and disciplinary history.
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What is adv part 3 form?
The ADV Part 3 form is a regulatory document that investment advisers must complete to provide detailed information about their services, fees, and business practices.
Who is required to file adv part 3 form?
Investment advisers registered with the Securities and Exchange Commission (SEC) or state regulatory authorities are required to file the ADV Part 3 form.
How to fill out adv part 3 form?
To fill out the ADV Part 3 form, investment advisers must provide accurate information about their firm, services, management, fees, conflicts of interest, and other disclosures. It can be completed using the appropriate form provided by the SEC or state regulators.
What is the purpose of adv part 3 form?
The purpose of the ADV Part 3 form is to enhance transparency and provide clients with important information about advisory services, helping them make informed decisions.
What information must be reported on adv part 3 form?
The ADV Part 3 form must include details regarding the adviser's fees, disciplinary history, services offered, client relationships, and any potential conflicts of interest.
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