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Security Futures AddendumRequired Information: Investment Objectives:Aggressive GrowthGrowthGrowth & IncomePreservation of CapitalIndividual (1)IncomeIndividual (2)MaritalNumber ofMaritalNumber status:Dependents:Status:Dependents:AnnualLiquidAnnualLiquidIncome:Net
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What is security futures addendum?
A security futures addendum is a document that provides additional information pertaining to security futures transactions. It is used to ensure compliance with regulatory requirements.
Who is required to file security futures addendum?
Entities or individuals engaged in trading security futures, including registered brokers and dealers, are required to file a security futures addendum.
How to fill out security futures addendum?
To fill out a security futures addendum, one must provide details on the specific security futures being traded, including transaction dates, amounts, and identifying information of both buyer and seller.
What is the purpose of security futures addendum?
The purpose of the security futures addendum is to enhance transparency in the trading of security futures and to ensure that all regulatory obligations are met.
What information must be reported on security futures addendum?
Information such as the names of parties involved, transaction details including dates and amounts, and the nature of the security futures must be reported on the addendum.
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