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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM N8B4OMB APPROVAL OMB Number: 32350247 Expires:July 31, 2023, Estimated average burden hours per response 171REGISTRATION
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Form N-8B-4 is a form used by investment companies to register under the Investment Company Act of 1940. It provides information about the fund's structure, operations, and investment objectives.
Investment companies, including mutual funds and ETFs, are required to file Form N-8B-4 when they are seeking to register under the Investment Company Act.
To fill out Form N-8B-4, companies must provide accurate information as outlined in the form's instructions, including details about the company's structure, management, and investment objectives. Each section must be completed clearly and truthfully.
The purpose of Form N-8B-4 is to facilitate the registration of investment companies with the SEC, ensuring compliance with regulations that protect investors.
Form N-8B-4 requires reporting on the company's name, type of securities offered, investment objectives, management structure, and financial statements.
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