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STATE OF MAINE OFFICE OF SECURITIES 121 STATE HOUSE STATION AUGUSTA, ME 043331 2 3 4 5 6In the matter of U.S. BANGOR PIPER AFFRAY INC. 800 Nicollet Mall Suite 800 Minneapolis, MN 55402, Respondent.7))))))))CONSENT
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U.S. Bancorp Piper Jaffray is a financial services firm that provides investment banking, asset management, and other financial services to clients, specializing in mergers and acquisitions, public offerings, and private placements.
Entities that engage in securities transactions or meet specific thresholds in capital markets activities may be required to file disclosures related to their dealings with or through U.S. Bancorp Piper Jaffray.
Filling out any necessary forms related to U.S. Bancorp Piper Jaffray typically involves providing details about the entity, transaction specifics, and relevant financial data, usually guided by specific instructions provided by the firm.
The purpose of U.S. Bancorp Piper Jaffray is to facilitate capital market transactions, provide investment insights, and offer advisory services to help clients navigate financial decisions.
Information that must be reported may include transaction details, client information, fees, and any relevant compliance-related data as required by regulatory authorities.
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