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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: SANTA LUCIA ASSET MANAGEMENT PTE. LTD.CRD Number: 291669Annual Amendment
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What is crd number 291669?
CRD number 291669 is a unique identifier assigned to a specific financial advisor or broker-dealer registered with the Financial Industry Regulatory Authority (FINRA).
Who is required to file crd number 291669?
Individuals or firms that are registered as financial advisors or broker-dealers are required to file using CRD number 291669.
How to fill out crd number 291669?
To fill out CRD number 291669, you need to provide accurate and complete information regarding your registration, employment history, and any disciplinary actions, as specified by FINRA guidelines.
What is the purpose of crd number 291669?
The purpose of CRD number 291669 is to maintain a record that helps regulators and the public track the registration and history of financial professionals, ensuring transparency and accountability in the financial services industry.
What information must be reported on crd number 291669?
The information that must be reported includes the advisor's personal information, employment history, qualifications, any legal or disciplinary actions, and other relevant details necessary for regulatory compliance.
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