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C024292017SECURITIES AND EXCHANGE COMMISSION SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER1. Date of Report (Date of the earliest event
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The Securities and Exchange Commission (SEC) is a U.S. government agency responsible for enforcing federal securities laws, regulating the securities industry, and protecting investors.
Certain entities and individuals, including public companies, investment advisors, mutual funds, and anyone who offers or sells securities, are required to file with the SEC.
Filing with the SEC generally requires submission of specific forms such as Form S-1 for registration, which can be completed online through the SEC's EDGAR system.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Companies must report financial statements, executive compensation, insider trading, material developments, and other relevant corporate information.
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