Get the free RULES 12b-25 (b) AND (c)

Submission Proof D:Dropbox (SEC Compliance)2016 OPERATIONS2016 EDGAR08 Auguster... Page 1 of 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549FORM 12b25 NOTIFICATION OF LATE

How to fill out rules 12b-25 b and

How to fill out rules 12b-25 b and

1. To fill out rule 12b-25(b), follow these steps:
2. Gather all the necessary information and documents related to the filing.
3. Start by providing the required identification and contact information, such as the company name, address, and phone number.
4. Specify the type of filing and indicate the reason why the filing is being made under rule 12b-25(b).
5. Include any relevant attachments or exhibits to support the filing and provide additional information if needed.
6. Review the completed form and ensure all the information is accurate and up to date.
7. Sign and date the form.
8. Submit the filled-out rule 12b-25(b) form to the appropriate regulatory authority within the specified timeframe.

Who needs rules 12b-25 b and?

1. Rules 12b-25(b) is needed by companies that are unable to meet a specific filing deadline required by the Securities and Exchange Commission (SEC).
2. It allows these companies to request an extension of time to file certain reports or documents, thereby providing them with additional time to fulfill their filing obligations.
3. Typically, companies facing unforeseen circumstances or events that prevent them from meeting a deadline utilize rule 12b-25(b) to avoid non-compliance penalties.

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What is rules 12b-25 b and?

Rule 12b-25 of the Securities Exchange Act provides a mechanism for companies to request an extension of time to file their periodic reports with the SEC. It allows companies to file a notification of inability to file timely required reports.

Who is required to file rules 12b-25 b and?

Any reporting company under the Securities Exchange Act of 1934 that is unable to file required reports on time, such as Form 10-K or Form 10-Q, is required to file Rule 12b-25.

How to fill out rules 12b-25 b and?

To fill out Rule 12b-25, companies must complete a specific form, providing details about the report that cannot be filed on time, the reasons for the delay, and the anticipated filing date.

What is the purpose of rules 12b-25 b and?

The purpose of Rule 12b-25 is to provide a safe harbor for companies that are unable to meet filing deadlines, allowing them to notify the SEC and avoid potential penalties for late filings.

What information must be reported on rules 12b-25 b and?

Companies must report the name of the issuer, the period covered by the report, the date the report was due, the reason for the delay, and the expected filing date.