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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 4OMB APPROVALCheck this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Section 16.

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What is form 5 sec?

Form 5 SEC is a regulatory document used by the Securities and Exchange Commission (SEC) for the filing of certain ownership information by insiders of a company, typically relating to equity securities.

Who is required to file form 5 sec?

Form 5 SEC must be filed by insiders of a company, including officers, directors, and beneficial owners of more than 10% of a class of equity securities.

How to fill out form 5 sec?

To fill out Form 5 SEC, insiders must report their ownership, purchases, and sales of the company’s securities, adhering to the instructions provided by the SEC, and submitting it electronically or via mail.

What is the purpose of form 5 sec?

The purpose of Form 5 SEC is to provide transparency regarding insider trading activities, allowing the SEC and the public to monitor potential conflicts of interest and insider transactions.

What information must be reported on form 5 sec?

Form 5 SEC requires reporting of the insider's name, relationship to the issuer, transaction dates, amounts, prices of securities, and other relevant details concerning ownership and changes in ownership.

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