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INTERNAL ETHICS & COMPLIANCE MANUALAdopted December 10, 2009, Revised January 16, 2013, Revised February 28, 2017, Revised April 25, 2017Table of Contents I. General Statement of Policy ......................................................................................................................
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The proceedings of form NAIC refer to the standardized regulatory forms developed by the National Association of Insurance Commissioners (NAIC) that insurers must complete and submit for compliance and record-keeping purposes.
Insurance companies and other regulated entities operating within the United States are typically required to file proceedings of form NAIC.
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The purpose of proceedings of form NAIC is to ensure transparency, regulatory compliance, and proper monitoring of the insurance industry by providing standardized information to regulators.
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