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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT UNITED TECHNOLOGIES CORPORATION (Exact name of the registrant as specified in its charter)
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How to fill out conflict minerals disclosures on

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How to fill out conflict minerals disclosures:

01
Begin by gathering all relevant information about your supply chain and the minerals used in your products. This includes identifying suppliers and understanding the sourcing of the minerals.
02
Use the Conflict Minerals Reporting Template (CMRT) to collect data from your suppliers. The CMRT is a standardized form that helps gather information about the origin of conflict minerals in your supply chain.
03
Provide detailed descriptions of your products and their components, indicating where conflict minerals may be present.
04
Ask your suppliers to provide information on the smelters and refiners in their supply chain, as this helps trace the origin of conflict minerals.
05
Assess the due diligence efforts and responses provided by your suppliers. Ensure that they have followed the necessary steps to identify and mitigate the use of conflict minerals.
06
Prepare and submit the conflict minerals report to the appropriate regulatory bodies, such as the Securities and Exchange Commission (SEC). The report should include all relevant information gathered from your supply chain.
07
Conduct regular audits and assessments to ensure ongoing compliance with conflict minerals regulations.

Who needs conflict minerals disclosures:

01
Companies that are publicly traded in the United States and fall under the jurisdiction of the SEC are required to file conflict minerals disclosures. This includes companies that use conflict minerals in their products, such as electronics, jewelry, automotive, and aerospace industries.
02
Organizations that are part of global supply chains should also consider conflict minerals disclosures to promote responsible sourcing and ethical practices.
03
Stakeholders, such as investors, customers, and advocacy groups, also benefit from conflict minerals disclosures as it provides transparency and accountability in supply chains, ensuring that products are not linked to human rights abuses or armed conflict.
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Conflict minerals disclosures are designed to promote transparency and help companies identify and address the use of conflict minerals in their supply chains.
Companies that are publicly traded in the United States and use conflict minerals in their products are required to file conflict minerals disclosures.
Companies can fill out conflict minerals disclosures by conducting due diligence to determine the source and chain of custody of conflict minerals in their products, and by reporting the results to the SEC.
The purpose of conflict minerals disclosures is to prevent the sourcing of minerals that finance armed conflict in conflict-affected areas.
Companies must report on the source and chain of custody of conflict minerals in their products, as well as their due diligence efforts to determine the source of those minerals.
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