Get the free Rule 144 Form - Standard Registrar

STANDARD REGISTRAR & TRANSFER COMPANY INC. 12528 South 1840 East Draper, UT 84020 (801)571-8844 Phone: Fax: (801) 571 2551 SELLING STOCKHOLDER QUESTIONNAIRE Names of stockholder: Address: City: Telephone

How to fill out rule 144 form

How to fill out rule 144 form?

1. Begin by obtaining a copy of the rule 144 form, which can usually be found on the Securities and Exchange Commission (SEC) website or through a financial institution.
2. Fill in your personal details, including your full name, contact information, and Social Security number or taxpayer identification number.
3. Provide information about the securities you intend to sell, such as the name of the issuing company, the number of shares or units, and the date of acquisition.
4. Indicate the method of the sale, whether it is a public offering, private sale, or transfer.
5. Attach any supporting documents, such as stock certificates or legal contracts, that are required to validate the transaction.
6. Sign and date the form, affirming the accuracy of the information provided.
7. Submit the completed form to the appropriate authority, which may be the SEC, a broker-dealer, or another regulatory agency.

Who needs rule 144 form?

1. Individuals or entities who have acquired restricted securities through private transactions typically need to fill out a rule 144 form.
2. Issuers of securities who wish to sell restricted securities in compliance with the exemption provided by rule 144 also need to complete this form.
3. The form is required by the SEC to ensure transparency and compliance with regulations when selling restricted securities in the public market.

For pdfFiller’s FAQs

What is rule 144 form?

Rule 144 form is a form filed with the Securities and Exchange Commission (SEC) to report the sale of restricted or control securities.

Who is required to file rule 144 form?

Individuals or entities who hold restricted or control securities and wish to sell them in the public market are required to file rule 144 form.

How to fill out rule 144 form?

To fill out rule 144 form, one must provide information about the issuer of the securities, details of the securities being sold, and any relevant exemptions being claimed under Rule 144.

What is the purpose of rule 144 form?

The purpose of rule 144 form is to ensure transparency in the sale of restricted or control securities and to prevent insider trading.

What information must be reported on rule 144 form?

Information such as details of the securities being sold, the relationship of the seller to the issuer, and any exemptions being claimed under Rule 144 must be reported on rule 144 form.

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