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**FOR PRE-NOTIFICATION ONLY** UNIFORM PRE-NOTIFICATION MORTGAGE LENDER/MORTGAGE BROKER FORM MU1 INSTRUCTIONS A. GENERAL INSTRUCTIONS 1. PRE-NOTIFICATION Form(s) MU1 must be manually submitted to notify
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Form MU1 - State is a state-specific form used for reporting investment adviser information to state securities regulators.
Investment advisers conducting business in a particular state are required to file form MU1 - State with the state securities regulator.
Form MU1 - State can typically be filled out online through the state securities regulator's website. The form will require information about the investment adviser's business, ownership, and other relevant details.
The purpose of form MU1 - State is to provide state securities regulators with necessary information about investment advisers operating within their jurisdiction.
Information that must be reported on form MU1 - State includes details about the investment adviser's business operations, ownership structure, and any disciplinary history.
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