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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: PALADIN CAPITAL MANAGEMENT, LLC CRD Number: 113256Annual Amendment All
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01
Start by filling out the basic information such as your name, the name of your firm, and the address.
02
Provide details about your firm's ownership, including any affiliated companies or individuals.
03
Include a description of your firm's business operations, such as the types of services provided and any specific investment strategies.
04
Disclose any disciplinary history or legal actions taken against the firm or its employees.
05
Provide information about the firm's fees and compensation structure.
06
Disclose any conflicts of interest that may exist within the firm.
07
Include a description of the firm's key personnel, their qualifications, and any relevant experience.
08
Specify the firm's assets under management, as well as any client or investor limitations.
09
Include any additional disclosures required by regulatory authorities.
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Review and double-check all the information provided before submitting the firm form ADV.

Who needs firm form adv?

01
Firm form ADV is needed by investment advisers who are registered with the Securities and Exchange Commission (SEC) or state securities authorities.
02
It is a regulatory requirement for investment advisers to provide the form ADV to clients and potential investors.
03
In addition, the form may also be required for reporting purposes or to maintain compliance with applicable securities laws.
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The Form ADV is a required filing for investment advisers with the SEC and state regulators, providing detailed information about the firm's business, ownership, clients, and employees.
Investment advisers that manage a specified amount of assets, provide advice to clients, or offer specific investment products must file the Form ADV.
To fill out Form ADV, advisers must provide accurate information about their business structure, services offered, fees, and any disciplinary history, using the form's online platform or through paper submissions.
The purpose of Form ADV is to provide transparency and disclosure to clients and regulators about the investment adviser's business practices, potential conflicts of interest, and financial health.
Form ADV requires information such as the adviser's business name, address, ownership structure, services provided, fee schedule, disciplinary history, and financial condition.
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