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Forms bookletIssue date: 30 November 2019 Responsible Entity and Issuer: ROOF Investment Service Ltd ABN 80 007 350 405 AFS License No. 2307031IOOF Multiverses Forms bookletContents2A stepsister guide
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How to fill out responsible entity and issuer
01
To fill out responsible entity and issuer, follow these steps:
02
Begin by gathering the necessary information about the responsible entity and issuer.
03
Start by filling out the name of the responsible entity. Provide the full legal name of the entity.
04
Enter the address of the responsible entity. Specify the complete mailing address, including street, city, state, and postal code.
05
Provide the contact details of the responsible entity. Include the phone number and email address for communication purposes.
06
Next, move on to filling out the name of the issuer. Enter the full legal name of the issuer entity.
07
Similar to the responsible entity, provide the complete mailing address of the issuer.
08
Include the contact details of the issuer, including phone number and email address.
09
Double-check all the information provided for accuracy and completeness.
10
Save the filled-out responsible entity and issuer information for future reference or submission.
Who needs responsible entity and issuer?
01
The responsible entity and issuer information is necessary for various entities, including:
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- Companies issuing financial securities or shares
03
- Organizations issuing bonds or debt instruments
04
- Government bodies issuing government securities
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- Financial institutions or banks issuing financial products
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- Insurance companies issuing insurance policies
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- Regulatory bodies requiring transparency and accountability in financial markets
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- Investors or individuals interested in knowing the responsible entity and issuer behind financial products or securities.
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What is responsible entity and issuer?
A responsible entity is the entity that manages a registered scheme, while the issuer is the entity that offers securities for sale to investors.
Who is required to file responsible entity and issuer?
The responsible entity and issuer must file reports to regulatory authorities, typically including those managing financial products or securities.
How to fill out responsible entity and issuer?
Filing the responsible entity and issuer requires completing forms provided by regulatory authorities, including detailed information about the entity's financial position and compliance with regulations.
What is the purpose of responsible entity and issuer?
The purpose is to ensure that investors receive necessary information about the management and structure of investment schemes, promoting transparency and accountability.
What information must be reported on responsible entity and issuer?
Required information includes financial statements, governance details, compliance reports, and other disclosures relevant to the entity’s operations and investor interests.
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