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OMB APPROVAL19005786ANNUAL AUDITEDRESECEstimated average burdenFEB232019PART little
FACINGOMBNumber:
32350123
Expires:
August 31, 2020IrocessiNj,ursperresponse......12.00
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SEC FILE NUMBERX17\'ATSsl5ORMNDCNasningtonPAGEa67149Information
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What is x-17ats?
The X-17ATS is a regulatory form used by broker-dealers to report on their transactions and financial activities.
Who is required to file x-17ats?
Broker-dealers that engage in certain specified transactions are required to file the X-17ATS.
How to fill out x-17ats?
To fill out the X-17ATS, broker-dealers must enter their financial and transaction information in the designated fields as outlined by the regulation instructions.
What is the purpose of x-17ats?
The purpose of the X-17ATS is to provide regulators with detailed information about broker-dealer activities to ensure compliance with financial regulations.
What information must be reported on x-17ats?
Information reported on the X-17ATS includes transaction details, financial data, and other relevant information required by regulatory authorities.
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