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Page 1 of 32FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: NEA IS MEMBER BENEFITS CORPORATION CRD Number: 138196Annual
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What is crd number 138196?
CRD number 138196 is a unique identification number assigned to a specific registered entity or individual within the financial regulatory system, often used for tracking and regulatory purposes.
Who is required to file crd number 138196?
Entities or individuals associated with CRD number 138196 are typically required to file, including financial firms, investment advisors, or brokers that fall under regulatory oversight.
How to fill out crd number 138196?
To fill out CRD number 138196, one needs to provide accurate and complete information according to the specific filing requirements, which may include personal or business details, financial information, and compliance disclosures.
What is the purpose of crd number 138196?
The purpose of CRD number 138196 is to facilitate regulatory oversight, enhance record-keeping, and ensure compliance with financial regulations, thereby promoting transparency and accountability in the financial industry.
What information must be reported on crd number 138196?
Information that must be reported on CRD number 138196 typically includes identifying information about the entity, regulatory disclosures, business activities, and any relevant financial data.
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