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University of Washington: Department of Sociology Graduate ProgramADVISOR UPDATE or MA CHAIR APPOINTMENT As soon as possible, and no later than the end of fall quarter of the second year, all students
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An advisor update or MA (Multi-Advisor) refers to a regulatory filing required for investment advisors to update their information and disclosures in accordance with jurisdictional requirements.
Investment advisors, including those managing portfolios or providing financial advice, are required to file an advisor update or MA.
To fill out an advisor update or MA, one must gather necessary documentation, visit the appropriate regulatory body’s website, and complete the online or paper form as specified.
The purpose of the advisor update or MA is to ensure that the information about investment advisors is current and accurate, thereby protecting investors and maintaining market integrity.
Information that must be reported includes the advisor's current business address, disciplinary history, ownership structure, and any changes in operations or personnel.
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