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GOULD MATTHEW J Form 4 Revision No.: 20180321Client Reference Number:UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may
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Security direct refers to a financial document or report that outlines security transactions and holdings that must be filed with regulatory authorities.
Entities or individuals who have security transactions or holdings that meet certain thresholds as defined by regulatory authorities are required to file security direct.
To fill out security direct, one must follow the prescribed format provided by the relevant regulatory authority, ensuring all required fields are completed accurately with pertinent information on security transactions and holdings.
The purpose of security direct is to provide transparency in financial markets by ensuring that all significant security transactions are reported to regulatory bodies for oversight.
Information that must be reported includes details of security types, transaction dates, quantities, transaction values, and the parties involved in the transactions.
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