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Get the free Form ADV, Part 2A Disclosure Brochure. March 27, 2014

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WIMBLEDON CAPITAL ADVISORS LLC Form ADV, Part 2A Brochure July 23, 2014, ITEM 1 COVER Pages brochure provides information about the qualifications and business practices of Wimbledon Capital Advisors
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How to fill out form adv part 2a

01
To fill out Form ADV Part 2A, follow these steps:
02
Start by providing your firm's name and contact information at the top of the form.
03
Indicate the types of advisory services your firm offers and the date your fiscal year ends.
04
Describe the educational and professional backgrounds of your firm's principals.
05
Provide information about any disciplinary events involving your firm or its employees.
06
Disclose your firm's fee schedule and how you calculate fees.
07
Describe any material conflicts of interest your firm may have.
08
Explain your firm's investment strategies and risks.
09
Provide details about your firm's portfolio management and trading practices.
10
Disclose how your firm votes proxies on behalf of clients.
11
Describe any additional business activities or affiliations your firm may have.
12
Attach any additional supporting documents required by the form.
13
Review the completed form for accuracy and completeness before submitting it.
14
Submit the form electronically through the Investment Adviser Registration Depository (IARD).

Who needs form adv part 2a?

01
Form ADV Part 2A is required by investment advisers registered with the Securities and Exchange Commission (SEC) or state securities authorities. It is used to provide important information about a firm's services, fees, strategies, and conflicts of interest to clients and prospective clients. Therefore, any investment adviser who falls under the regulatory requirements must fill out this form.
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Form ADV Part 2A is a document that provides information about the advisory services an investment adviser offers, including its fees, investment strategies, and potential conflicts of interest. It is part of the disclosures required under the Investment Advisers Act of 1940.
Investment advisers registered with the SEC or state regulators are required to file Form ADV Part 2A as part of their registration process and as updates to reflect changes in their business.
Form ADV Part 2A can be filled out by providing detailed information about the firm's services, fees, disciplinary history, and business practices. Advisers must complete specific sections based on their operations and ensure accurate and truthful information is disclosed.
The purpose of Form ADV Part 2A is to ensure transparency in the relationship between investment advisers and their clients, providing clients with essential information to make informed decisions about the adviser's services.
Form ADV Part 2A requires reporting on the adviser's business, services offered, fees and compensation, disciplinary history, conflicts of interest, and the background of key personnel.
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