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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: COMPASS CAPITAL CORPORATION CRD Number: 112323OtherThanAnnual Amendment
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Firm Gateway - Compass is a reporting system used by financial firms to submit required regulatory information to the appropriate regulatory authorities for compliance purposes.
All registered investment advisers and broker-dealers that are subject to regulatory oversight are required to file Firm Gateway - Compass.
To fill out Firm Gateway - Compass, firms need to log into the portal, complete the necessary fields with accurate information about their operations, and submit relevant documents as required.
The purpose of Firm Gateway - Compass is to ensure that financial firms comply with regulatory requirements by providing a centralized platform for reporting and information submission.
Firms must report information regarding their business activities, financial conditions, personnel, and compliance measures, as well as other regulatory disclosures.
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