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North Capital Inc. Form ADV Part 2A Brochure October 25, 2019Item 1 Cover Page North Capital Inc. 623 E Fort Union Blvd. Suite 101 Salt Lake City, UT 84047 (888) 625 7768 http://www.northcapital.com
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How to fill out form adv part 2a

01
To fill out Form ADV Part 2A, follow these steps:
02
Start by providing general information about your investment advisory firm, such as its name, address, and contact details.
03
Provide details about your firm's ownership structure, including any parent companies or subsidiaries.
04
Describe your firm's business, including the types of clients you serve and the advisory services you offer.
05
List any disciplinary information or legal proceedings involving your firm or its employees.
06
Disclose any conflicts of interest that may exist, such as compensation arrangements or affiliations with other financial institutions.
07
Provide information about your firm's fees, including how they are calculated and any potential conflicts of interest.
08
Describe your firm's investment strategies and methods used to analyze investments.
09
Provide details about the education and experience of your firm's key personnel, including any certifications or licenses they hold.
10
Explain how your firm manages and safeguards client assets.
11
Finally, review the completed form for accuracy and completeness before submitting it.

Who needs form adv part 2a?

01
Form ADV Part 2A is required for any investment advisory firm registered with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940.
02
This form provides important information to clients and prospective clients about the firm's services, fees, and potential conflicts of interest.
03
Therefore, any investment advisory firm subject to SEC regulation needs to complete and file Form ADV Part 2A.
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Form ADV Part 2A is a document that investment advisers are required to provide to their clients and prospective clients. It contains important information about the adviser's business practices, fees, conflicts of interest, and the types of services offered.
Investment advisers registered with the Securities and Exchange Commission (SEC) or state regulators are required to file Form ADV Part 2A.
To fill out Form ADV Part 2A, advisers must provide information about their business, including their services, fees, investment strategies, and any potential conflicts of interest. The form must be completed according to the SEC's requirements and should be accurate and thorough.
The purpose of Form ADV Part 2A is to ensure transparency between investment advisers and their clients by disclosing critical information that allows clients to make informed decisions.
Form ADV Part 2A requires disclosure of the adviser's services, fee structure, investment strategies, disciplinary history, conflicts of interest, and whether the adviser has any financial industry affiliations.
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