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April 16, 2018, SECURITIES AND EXCHANGE COMMISSION Secretariat Building, PICC Complex Rojas Boulevard, Pasty City 1307 ATTENTION:DIR. VICENTE GRACIANO P. FELIZMENIO, JR. Markets and Securities Regulation
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Obtain the necessary forms from the Securities and Exchange Commission (SEC) website or their office.
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- Publicly traded companies: SEC requires these companies to file annual reports, quarterly reports, and other financial statements to ensure transparency and protect investors.
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- Private companies: Certain private companies may need to file with the SEC if they meet certain criteria, such as having a certain number of shareholders.
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- Regulatory agencies and policymakers: SEC plays a crucial role in regulating the securities industry and informing policymakers about market trends and potential risks.
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The Securities and Exchange Commission (SEC) is a U.S. government agency responsible for regulating the securities industry, enforcing securities laws, and protecting investors.
Publicly traded companies, investment companies, and certain insiders, such as executives and board members, are required to file with the SEC.
Filing with the SEC involves completing specific forms online through the EDGAR (Electronic Data Gathering, Analysis, and Retrieval) system, which requires detailed financial information and disclosures.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Companies must report financial statements, executive compensation, material changes, insider trading, and other significant information relevant to investors.
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