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For Office Use Only: Office: Financial Professional: Name for Filing: Hilltop Securities Inc. and/or Broker/Dealers for which it clears Hilltop Securities Inc. Member NYSE/FINRA/SIPCMutual Fund Share

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For office use only is a designation indicating that a particular document or information is intended only for internal use within a company or organization.

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Employees or individuals who handle sensitive or confidential information may be required to file documents for office use only.

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Any information that is deemed confidential or sensitive and should only be accessed by authorized individuals should be reported on for office use only.

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