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FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB
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Individuals or businesses who are required to report specific information, such as financial details, to an authority or organization may need to fill out form 4. The specific requirements for form 4 will depend on the purpose and the organization or authority requesting the information.
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It is essential to consult the relevant instructions or reach out to the requesting authority to confirm if you specifically need to fill out form 4 in your particular situation. The form's purpose and requirements may vary based on jurisdiction and the specific circumstances of the individual or business.
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Form 4 is a regulatory filing that must be submitted to the Securities and Exchange Commission (SEC) to disclose transactions involving securities. It provides information about the ownership of securities by individuals or entities, including officers, directors, and beneficial owners of a company.
Individuals or entities who are insiders of a public company, such as officers, directors, and greater than 10% beneficial owners, are required to file Form 4 when they engage in transactions involving securities of the company.
Form 4 should be filled out accurately and completely to disclose the relevant transaction details and ownership information. It requires information such as the filer's name, relationship to the company, transaction date, nature of the transaction, and the number of securities involved. It is recommended to consult the instructions provided by the SEC for precise guidance on filling out the form.
The purpose of Form 4 is to ensure transparency in the trading activities of insiders and to provide investors with information about changes in ownership of a company's securities. By disclosing these transactions, investors can make more informed decisions regarding their investments.
Form 4 requires the reporting of various information, including the filer's name, relationship to the company, transaction date, nature of the transaction (e.g., acquisition, disposition), the number of securities involved, and the price per share. Additionally, any changes in ownership or indirect ownership, such as through derivatives or options, must be reported.
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