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Kevin Easterly Partners LLC Form CRS DisclosureItem 1. June 23, 2020IntroductionLevin Easterly Partners LLC (Kevin Easterly) is registered with the U.S. Securities and Exchange Commission (SEC) as

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How to fill out form adv part 3

01

To fill out form ADV Part 3, follow these steps:

02

Start by providing your firm's identifying information, including its name, address, and contact details.

03

Next, answer various questions about your firm's ownership structure, such as whether it is a sole proprietorship, partnership, or corporation.

04

Provide details about your firm's key personnel, including their names, roles, and qualifications.

05

Describe the types of advisory services your firm offers and the percentage of your business devoted to each service.

06

Indicate the number of clients you have and the amount of assets under management.

07

Disclose any regulatory or disciplinary events involving your firm or its personnel.

08

Provide information about conflicts of interest and how you address them.

09

Detail your firm's fee schedule and how you calculate fees for each client.

10

Explain the custody arrangements for client assets and how you protect them.

11

Review the completed form for accuracy and make any necessary corrections before submitting it.

12

Remember to consult the official instructions and guidelines provided by the SEC for detailed guidance on filling out form ADV Part 3.

Who needs form adv part 3?

01

Form ADV Part 3 is required for registered investment advisers (RIAs) who meet certain criteria. These criteria include having a certain amount of assets under management or advising a certain number of clients. The form provides important information about the RIA's business practices, potential conflicts of interest, and the qualifications of its personnel. This information is used by regulatory authorities and investors to make informed decisions about engaging with the RIA. Therefore, any RIA meeting the prerequisites must fill out form ADV Part 3.

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What is form adv part 3?

Form ADV Part 3 is also known as Form CRS (Customer Relationship Summary), which is designed to provide retail investors with the information needed to make informed decisions about relationships with their financial professionals.

Who is required to file form adv part 3?

Firms, also known as investment advisers, that offer advisory services to retail investors are required to file Form ADV Part 3.

How to fill out form adv part 3?

Form ADV Part 3 must be completed electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 3?

The purpose of Form ADV Part 3 is to provide retail investors with important information about the services offered, fees charged, conflicts of interest, and disciplinary history of their financial professionals.

What information must be reported on form adv part 3?

Form ADV Part 3 requires information about the firm's services, fees, conflicts of interest, disciplinary history, and other key aspects of the advisory relationship.

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