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Form ADV Part 3: Relationship Summary HALL PRIVATE WEALTH ADVISORS Introduction Hall Private Wealth Advisors (HAWA) is an investment advisor registered with the U.S. Securities and Exchange Commission.

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How to fill out form adv part 3

01

To fill out Form ADV Part 3, follow these steps:

02

Start by providing information about your firm, including its name, address, contact details, and any other required details.

03

Next, provide details about the individuals associated with your firm, including their names, roles, and contact information.

04

You will also need to disclose any disciplinary history or legal proceedings involving your firm or its employees.

05

Provide information about the services your firm offers and any fee structures or compensation arrangements.

06

Describe your firm's investment strategy, including any risks involved and the types of securities you typically recommend.

07

Provide details on your firm's business practices, such as advertising, custody of assets, and any affiliations or conflicts of interest.

08

Finally, review the completed form for accuracy and completeness before submitting it.

09

Note: The above steps are a general guide. Please consult the official instructions provided by the Securities and Exchange Commission (SEC) for detailed guidance.

Who needs form adv part 3?

01

Form ADV Part 3 is required by investment advisers who are registered with the Securities and Exchange Commission (SEC) or state securities authorities.

02

It is necessary for firms offering investment advisory services to provide detailed information about their operations, employees, services, and potential conflicts of interest.

03

By requiring this form, regulators aim to enhance transparency and protect investors by ensuring they have access to relevant information when making investment decisions.

04

If you are an investment adviser registered with the SEC or state securities authorities, you will need to fill out Form ADV Part 3.

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What is form adv part 3?

Form ADV Part 3, also known as Form CRS, is a document that registered investment advisers are required to provide to their clients.

Who is required to file form adv part 3?

Registered investment advisers are required to file Form ADV Part 3.

How to fill out form adv part 3?

Form ADV Part 3 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 3?

The purpose of Form ADV Part 3 is to provide retail investors with key information about their relationship with their investment adviser.

What information must be reported on form adv part 3?

Form ADV Part 3 must include information about the adviser's services, fees, conflicts of interest, and disciplinary history.

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