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Goya Investment Management Co. LLC Form ADV Part 3: Relationship Summary March 31, 2021, Item 1. IntroductionVoya Investment Management Co. LLC is registered with the U.S. Securities and Exchange

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How to fill out vimco form adv part

01

To fill out the Vimco Form ADV Part, follow these steps:

02

Start by providing your personal information such as your name, address, and contact details.

03

Next, include information about your firm, including its name, address, and contact details.

04

Provide details about the nature of your firm's business, including its objectives, services offered, and client types.

05

Disclose any conflicts of interest or potential conflicts of interest that may arise in the course of your firm's activities.

06

Include information about your firm's compensation structure, fee schedules, and any other relevant financial arrangements.

07

Provide details about your firm's employees, including their qualifications, roles, and responsibilities.

08

Include any disciplinary history or legal actions that have been taken against your firm or its employees.

09

Finally, sign and date the form to certify its accuracy and completeness.

Who needs vimco form adv part?

01

Anyone who operates an investment advisory firm in the United States and meets certain criteria needs to fill out the Vimco Form ADV Part.

02

This includes both new firms and existing firms that want to register with the Securities and Exchange Commission (SEC) or state securities authorities.

03

Filling out the form is a requirement under the Investment Advisers Act of 1940 and helps provide transparency and regulatory oversight in the investment advisory industry.

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What is vimco form adv part?

Vimco Form ADV Part is a form that must be filled out and filed by investment advisers with the Securities and Exchange Commission (SEC).

Who is required to file vimco form adv part?

Investment advisers registered with the SEC are required to file Vimco Form ADV Part.

How to fill out vimco form adv part?

Vimco Form ADV Part can be filled out electronically on the Investment Adviser Registration Depository (IARD) system.

What is the purpose of vimco form adv part?

The purpose of Vimco Form ADV Part is to provide the SEC and clients with important information about the investment adviser.

What information must be reported on vimco form adv part?

Vimco Form ADV Part requires information such as details about the adviser's business, fees, conflicts of interest, and disciplinary history.

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