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Item 1: Cover PageWillow Planning Group, LLC 79 Route 113 Wilderness, NH 03245Form ADV Part 2A Firm Brochure February 21, 2020This brochure provides information about the qualifications and business
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How to fill out form adv part 2a

01
To fill out Form ADV Part 2A, follow these steps: 1. Start by providing your firm's information such as the name, address, and contact details.
02
Next, provide information about your firm's ownership structure, including any subsidiaries or affiliates.
03
Disclose any conflicts of interest that your firm may have, including any business relationships that could impact your clients.
04
Detail your firm's fee structure, including how you charge clients and any potential conflicts related to fee arrangements.
05
Provide information on your firm's investment strategies and any risks associated with those strategies.
06
Disclose any material litigation, regulatory actions, or disciplinary events involving your firm or its employees.
07
Explain how your firm manages client assets and any potential risks to client assets.
08
Disclose any financial information about your firm, including assets under management, sources of revenue, and any custody arrangements.
09
Provide information on your firm's code of ethics and any policies in place to prevent insider trading or conflicts of interest.
10
Finally, review the completed form for accuracy and completeness before submitting it to the appropriate regulatory authorities.

Who needs form adv part 2a?

01
Form ADV Part 2A is required for investment advisers registered with the Securities and Exchange Commission (SEC).
02
Additionally, some state securities regulators may also require investment advisers to file Form ADV Part 2A.
03
Firms that provide investment advice or manage client assets should consult with regulatory authorities to determine if they need to file this form.
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Form ADV Part 2A is a document filed with the Securities and Exchange Commission (SEC) by registered investment advisers.
Registered investment advisers are required to file Form ADV Part 2A.
Form ADV Part 2A is typically filled out online through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2A is to provide clients and potential clients with important information about an investment adviser's services, fees, and disciplinary history.
Form ADV Part 2A requires information such as the adviser's business practices, conflicts of interest, qualifications, and disciplinary information.
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