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10/8/2019Material Information/TransactionsC008672019SECURITIES AND EXCHANGE COMMISSION
SEC FORM 17C
CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.2(c) THEREUNDER1.
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Who needs 40-fa - secgov?
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fa form on secgov is needed by individuals or entities that are required to file a Form 40-F under the Securities Exchange Act of 1934.
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Additionally, this form may also be used by Canadian issuers that are exempted from registration under the Multi-Jurisdictional Disclosure System (MJDS) and have securities registered under the Canadian Securities Administrators (CSA) in certain Canadian jurisdictions.
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What is 40-fa - secgov?
40-fa - secgov is a form required by the SEC (Securities and Exchange Commission) for foreign entities to submit before conducting certain activities in the U.S.
Who is required to file 40-fa - secgov?
Foreign entities looking to engage in specific activities in the U.S. are required to file Form 40-fa - secgov with the SEC.
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Form 40-fa - secgov can be filled out electronically on the SEC's official website or submitted physically by mail.
What is the purpose of 40-fa - secgov?
The purpose of Form 40-fa - secgov is to provide the SEC with information about foreign entities engaging in certain activities in the U.S. to ensure compliance with regulations.
What information must be reported on 40-fa - secgov?
Form 40-fa - secgov requires foreign entities to report details about their activities, ownership structure, financial information, and relationship with affiliates.
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