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American Century Investments Mutual Funds Form 5500 Schedule C Eligible Indirect Compensation Disclosures Calendar Year 2020 This document is being provided to assist plan sponsors and their Form
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How to fill out eligible indirect compensation disclosure

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How to fill out eligible indirect compensation disclosure

01
To fill out eligible indirect compensation disclosure, follow the steps below:
02
Start by obtaining a copy of the eligible indirect compensation disclosure form.
03
Read the instructions provided on the form carefully to understand the requirements and guidelines for filling it out.
04
Gather all relevant information and documents related to the eligible indirect compensation received.
05
Begin filling out the form by entering your personal and contact information in the designated fields.
06
Provide a detailed description of the indirect compensation received, including the source, nature, and amount.
07
If applicable, disclose any potential conflicts of interest that arise from receiving the indirect compensation.
08
Review the completed form to ensure accuracy and completeness.
09
Sign and date the form, indicating your consent and acknowledgement of the information provided.
10
Submit the filled-out form to the relevant party or organization as instructed on the form.
11
Keep a copy of the filled-out form for your records.

Who needs eligible indirect compensation disclosure?

01
Eligible indirect compensation disclosure is necessary for individuals or entities in the financial industry who receive indirect compensation related to their services.
02
This disclosure is particularly important for financial advisors, brokers, agents, and other professionals who may receive commissions, fees, bonuses, or other forms of indirect compensation.
03
Regulatory bodies often require individuals and organizations in the financial industry to disclose any indirect compensation they receive to ensure transparency and avoid potential conflicts of interest.
04
Therefore, anyone involved in providing financial services should be aware of and comply with the requirements for eligible indirect compensation disclosure.
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Eligible indirect compensation disclosure is the disclosure of compensation received indirectly by a person or entity in connection with the sale of a financial product or service.
Financial professionals, including brokers, advisors, and other intermediaries, are required to file eligible indirect compensation disclosure.
Eligible indirect compensation disclosure should be filled out by providing detailed information about the indirect compensation received and the financial product or service sold.
The purpose of eligible indirect compensation disclosure is to provide transparency to clients and customers regarding the compensation received by financial professionals.
Information such as the amount of compensation received, the source of the compensation, and any conflicts of interest should be reported on eligible indirect compensation disclosure.
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